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Detailed Report
William Dean Diaz
CRD#: 6924664
IA
Investment Adviser
B
Broker
EDWARD JONESCRD#: 250 480 W Park Dr Suite 202
Grand Junction, CO 81505
Registration History
2018201920202021202220232024202520262 FIRMS2018 - Present (6 years)
License(s)

State Registrations

B
Arizona 8/27/2019
B
Nebraska 8/7/2018
B
California 10/10/2018
B
Nevada 10/23/2018
B
Colorado 6/4/2018
B
New Mexico 7/28/2020
IA
Colorado 6/4/2018
B
North Carolina 4/16/2024
B
Florida 10/15/2018
B
South Carolina 8/7/2023
B
Georgia 10/11/2024
B
South Dakota 3/26/2024
B
Idaho 10/10/2018
B
Texas 8/16/2019
B
Illinois 3/29/2024
IA
Texas 5/5/2021
B
Iowa 5/13/2021
B
Utah 2/19/2021
B
Kentucky 11/16/2023
B
Virginia 7/2/2020
B
Maryland 2/19/2021
B
Washington 10/10/2018
B
Montana 1/2/2025
B
Wyoming 2/19/2021

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
EDWARD JONES (CRD#:250)
480 W Park Dr Suite 202, Grand Junction, CO 81505
Registered with this firm since 6/4/2018
B
EDWARD JONES (CRD#:250)
480 W Park Dr Suite 202, Grand Junction, CO 81505
Registered with this firm since 5/9/2018
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.