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Brad S. Thompson
Brad S Thompson, Brad Stewa Thompson, Brad Stewart Thompson
CRD#: 6924650
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 638 CAMINO DE LOS MARES F140
SAN CLEMENTE, CA 92673
Registration History
2018201920202021202220232024202520262 FIRMS2018 - 2022 (4 years)2 FIRMS2022 - Present (2 years)
License(s)

State Registrations

B
Arizona 8/23/2022

B
New York 10/10/2022

B
California 7/25/2022

B
North Carolina 7/25/2022

IA
California 7/25/2022

B
Texas 7/25/2022

B
Connecticut 5/11/2023

IA
Texas 7/25/2022

B
Hawaii 1/3/2023

B
Utah 11/3/2022

B
Illinois 8/12/2022

B
Virginia 11/3/2022

B
Nevada 4/6/2023

B
Wyoming 8/12/2022

B
New Mexico 11/3/2022

SRO Registrations

B
BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe C2 Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Investors' Exchange LLC

B
Long-Term Stock Exchange, Inc.

B
MEMX LLC

B
MIAX Emerald, LLC

B
MIAX PEARL, LLC

B
MIAX Sapphire

B
Miami International Securities Exchange, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
NYSE National, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq MRX, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
638 CAMINO DE LOS MARES F140, SAN CLEMENTE, CA 92673
Registered with this firm since 7/25/2022

B
J.P. MORGAN SECURITIES LLC (CRD#:79)
638 CAMINO DE LOS MARES F140, SAN CLEMENTE, CA 92673
Registered with this firm since 7/25/2022

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
06/01/2018 - 07/18/2022 EDWARD JONES (CRD#:250) SAN CLEMENTE, CA
B
05/08/2018 - 07/18/2022 EDWARD JONES (CRD#:250) SAN CLEMENTE, CA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.