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Phillip James Pierri
CRD#: 6922111
IA
B
OSAIC WEALTH, INC.CRD#: 23131 5116 CHILDREN'S HOME-BRADFORD ROAD
GREENVILLE, OH 45331
GREENVILLE, OH 45331
0
Disclosures
6
Years of Experience
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State Registrations
B
Arizona 5/16/2023
B
North Carolina 1/9/2023
B
California 1/6/2022
B
Ohio 11/2/2018
B
Florida 11/2/2018
IA
Ohio 11/2/2018
IA
Florida 1/12/2024
B
Pennsylvania 12/8/2022
B
Indiana 11/2/2018
B
Tennessee 6/11/2024
B
Kentucky 9/23/2019
B
Texas 5/8/2024
B
Michigan 1/6/2022
IA
Texas 5/8/2024
B
Montana 5/4/2022
B
Wyoming 4/1/2025
SRO Registrations
B
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IA
Registered with this firm since 11/2/2018
B
Registered with this firm since 11/2/2018
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 10/18/2018 - 11/02/2018 | GREENVILLE, OH | |
B | 06/30/2018 - 11/02/2018 | GREENVILLE, OH |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.