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Detailed Report
JULIEN MAX HALL
JULIEN M HALL, JULIEN HALL, Julien Max Hall
CRD#: 6921960
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 14850 North Scottsdale Road
Suite 600
Scottsdale, AZ 85254
Registration History
2018201920202021202220232024202520262 FIRMS2022 - Present (2 years)BCHARLES SCHWAB & CO., INC. (CRD# 5393)2019 - 2022 (2 years)BVANGUARD MARKETING CORPORATION (CRD# 7452)2018 - 2019 (1 year)
License(s)

State Registrations

B
Alabama 1/19/2024
B
Nebraska 7/4/2022
B
Alaska 1/19/2024
B
Nevada 7/4/2022
B
Arizona 7/7/2022
B
New Hampshire 1/19/2024
IA
Arizona 7/29/2022
B
New Jersey 1/19/2024
B
Arkansas 7/4/2022
B
New Mexico 7/4/2022
B
California 1/19/2024
B
New York 1/19/2024
B
Colorado 1/19/2024
B
North Carolina 7/4/2022
B
Connecticut 1/19/2024
B
North Dakota 7/4/2022
B
Delaware 1/19/2024
B
Ohio 1/22/2024
B
District of Columbia 1/19/2024
B
Oklahoma 1/19/2024
B
Florida 7/4/2022
B
Oregon 1/19/2024
B
Georgia 7/4/2022
B
Pennsylvania 1/19/2024
B
Hawaii 1/19/2024
B
Puerto Rico 7/4/2022
B
Idaho 1/19/2024
B
Rhode Island 7/4/2022
B
Illinois 7/4/2022
B
South Carolina 7/4/2022
B
Indiana 7/4/2022
B
South Dakota 7/4/2022
B
Iowa 1/19/2024
B
Tennessee 1/19/2024
B
Kansas 1/19/2024
B
Texas 7/4/2022
B
Kentucky 1/19/2024
IA
Texas 7/29/2022
B
Louisiana 1/19/2024
B
Utah 7/4/2022
B
Maine 1/19/2024
B
Vermont 1/19/2024
B
Maryland 1/19/2024
B
Virgin Islands 1/19/2024
B
Massachusetts 7/4/2022
B
Virginia 1/19/2024
B
Michigan 1/19/2024
B
Washington 7/4/2022
B
Minnesota 7/4/2022
B
West Virginia 1/19/2024
B
Mississippi 7/4/2022
B
Wisconsin 7/4/2022
B
Missouri 1/19/2024
B
Wyoming 1/19/2024
B
Montana 7/4/2022

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
14850 North Scottsdale Road Suite 600, Scottsdale, AZ 85254
Registered with this firm since 7/29/2022
B
MORGAN STANLEY (CRD#:149777)
14850 North Scottsdale Road Suite 600, Scottsdale, AZ 85254
Registered with this firm since 7/4/2022
Previous Registration(s)
th hidden textth hidden textNameLocation
B
 11/19/2019 - 06/27/2022 CHARLES SCHWAB & CO., INC. (CRD#:5393) Phoenix, AZ
B
 06/01/2018 - 10/31/2019 VANGUARD MARKETING CORPORATION (CRD#:7452) SCOTTSDALE, AZ
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.