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Richard Hoyt Henshaw III
Richard Hoyt Henshaw
CRD#: 6921050
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 10000 AVALON BLVD
ALPHARETTA, GA 30009
Registration History
2018201920202021202220232024202520262 FIRMS2018 - 2021 (2 years)2 FIRMS2021 - Present (4 years)
License(s)

State Registrations

B
Alabama 10/28/2021

B
Nevada 10/28/2021

B
Alaska 10/28/2021

B
New Jersey 10/28/2021

B
Arizona 10/28/2021

B
New York 10/28/2021

B
California 10/28/2021

B
North Carolina 10/28/2021

B
Colorado 10/28/2021

B
Ohio 10/29/2021

B
Connecticut 10/28/2021

B
Oklahoma 10/28/2021

B
Delaware 10/28/2021

B
Oregon 10/28/2021

B
Florida 10/28/2021

B
Pennsylvania 10/28/2021

B
Georgia 1/27/2021

B
Puerto Rico 12/20/2022

IA
Georgia 1/28/2021

B
South Carolina 10/28/2021

B
Hawaii 10/28/2021

B
Tennessee 10/28/2021

B
Illinois 10/28/2021

B
Texas 10/28/2021

B
Indiana 10/28/2021

IA
Texas 10/29/2021

B
Iowa 3/5/2024

B
Utah 10/28/2021

B
Kentucky 10/28/2021

B
Vermont 10/28/2021

B
Louisiana 10/28/2021

B
Virgin Islands 10/28/2021

B
Maine 10/28/2021

B
Virginia 10/28/2021

B
Maryland 10/28/2021

B
Washington 10/28/2021

B
Massachusetts 10/28/2021

B
West Virginia 10/28/2021

B
Michigan 10/28/2021

B
Wisconsin 10/28/2021

B
Minnesota 10/28/2021

B
Wyoming 10/28/2021

B
Missouri 10/28/2021

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
10000 AVALON BLVD, ALPHARETTA, GA 30009
Registered with this firm since 1/28/2021

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
10000 AVALON BLVD, ALPHARETTA, GA 30009
Registered with this firm since 1/27/2021

Previous Registration(s)
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IA
06/25/2018 - 01/11/2021 THE STRATEGIC FINANCIAL ALLIANCE (CRD#:126514) PEACHTREE CORNERS, GA
B
03/27/2018 - 01/11/2021 THE STRATEGIC FINANCIAL ALLIANCE, INC. (CRD#:126514) PEACHTREE CORNERS, GA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.