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Detailed Report
DANNYS RAMIREZ
CRD#: 6920244
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 1600 HIGHWAY 35 AND DEAL RD
[J9-RBO]
OAKHURST, NJ 07755
Registration History
20192020202120222023202420252026IAWELLS FARGO ADVISORS (CRD# 19616)2022 - Present (2 years)BWELLS FARGO CLEARING SERVICES, LLC (CRD# 19616)2020 - Present (5 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2019 - 2020 (<1 year)
License(s)

State Registrations

B
Alabama 7/17/2024
B
New Hampshire 1/27/2025
B
Alaska 7/18/2024
B
New Jersey 1/13/2020
B
Arizona 7/17/2024
IA
New Jersey 7/14/2022
B
California 2/26/2020
B
New Mexico 7/17/2024
B
Colorado 10/2/2020
B
New York 2/26/2020
B
Connecticut 9/18/2020
B
North Carolina 2/26/2020
B
Delaware 7/17/2024
B
Ohio 7/18/2024
B
Florida 2/26/2020
B
Pennsylvania 1/23/2020
B
Georgia 7/17/2024
B
South Carolina 5/29/2020
B
Idaho 7/17/2024
B
South Dakota 7/17/2024
B
Illinois 1/28/2025
B
Tennessee 7/17/2024
B
Indiana 1/27/2025
B
Texas 11/29/2023
B
Maryland 7/17/2024
IA
Texas 11/29/2023
B
Massachusetts 4/8/2020
B
Virginia 6/14/2021
B
Michigan 7/17/2024
B
Washington 7/17/2024
B
Minnesota 7/17/2024
B
West Virginia 1/28/2025
B
Missouri 7/17/2024
B
Wisconsin 7/17/2024
B
Nevada 1/27/2025

SRO Registrations

B
 Cboe BZX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE Chicago, Inc.
B
 Nasdaq GEMX, LLC
B
 Nasdaq ISE, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
1600 HIGHWAY 35 AND DEAL RD [J9-RBO], OAKHURST, NJ 07755
Registered with this firm since 7/14/2022
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
1600 HIGHWAY 35 AND DEAL RD [J9-RBO], OAKHURST, NJ 07755
Registered with this firm since 1/13/2020
Previous Registration(s)
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B
 08/01/2019 - 01/03/2020 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) PENNINGTON, NJ
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.