• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
TANNER STEFFAN
CRD#: 6919945
IA
Investment Adviser
B
Broker
PRINCIPAL SECURITIES, INC.CRD#: 1137 14 3RD AVE W
DICKINSON, ND 58601
Registration History
2018201920202021202220232024202520262 FIRMS2023 - Present (1 year)BSECURITIES AMERICA, INC. (CRD# 10205)2018 - 2023 (5 years)IASECURITIES AMERICA ADVISORS, INC. (CRD# 110518)2019 - 2023 (4 years)
License(s)

State Registrations

B
Alabama 10/2/2023

B
Minnesota 10/2/2023

B
Arizona 10/2/2023

B
North Dakota 10/2/2023

B
Florida 10/2/2023

IA
North Dakota 10/9/2023

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
PRINCIPAL SECURITIES, INC. (CRD#:1137)
14 3RD AVE W, DICKINSON, ND 58601
Registered with this firm since 10/9/2023

B
PRINCIPAL SECURITIES, INC. (CRD#:1137)
14 3RD AVE W, DICKINSON, ND 58601
Registered with this firm since 10/2/2023

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
01/07/2019 - 10/02/2023 SECURITIES AMERICA ADVISORS, INC. (CRD#:110518) DICKINSON, ND
B
03/30/2018 - 10/02/2023 SECURITIES AMERICA, INC. (CRD#:10205) DICKINSON, ND
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.