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Detailed Report
BRADLEY POERTNER
CRD#: 6919537
IA
Investment Adviser
B
Broker
ASSETMARK, INC.CRD#: 109018 Lake Geneva, WI
ASSETMARK BROKERAGE, LLCCRD#: 169804 Lake Geneva, WI
Registration History
201620172018201920202021202220232024202520262 FIRMS2018 - Present (6 years)
Disclosure(s)
View By:
8/9/2016
Financial
Final
License(s)

State Registrations

B
Iowa 1/3/2019
B
South Dakota 1/14/2019
B
Minnesota 1/3/2019
B
Wisconsin 1/3/2019
B
North Dakota 1/3/2019
IA
Wisconsin 1/3/2025

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
B
ASSETMARK BROKERAGE, LLC (CRD#:169804)
Lake Geneva, WI
Registered with this firm since 5/30/2018
IA
ASSETMARK, INC. (CRD#:109018)
Lake Geneva, WI
Registered with this firm since 3/30/2018
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.