Individual Firm
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BRADLEY POERTNER
CRD#: 6919537
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ASSETMARK, INC.CRD#: 109018 Lake Geneva, WI
ASSETMARK BROKERAGE, LLCCRD#: 169804 Lake Geneva, WI
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8/9/2016
Financial
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State Registrations
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Iowa 1/3/2019
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South Dakota 1/14/2019
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Minnesota 1/3/2019
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Wisconsin 1/3/2019
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North Dakota 1/3/2019
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Wisconsin 1/3/2025
SRO Registrations
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
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