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Detailed Report
Michael Oh
CRD#: 6918985
IA
Investment Adviser
B
Broker
EMPOWER ADVISORY GROUP, LLCCRD#: 112058 Thornton, CO
EMPOWER FINANCIAL SERVICES, INC.CRD#: 13109 Thornton, CO
Registration History
201820192020202120222023202420252026IAEMPOWER ADVISORY GROUP, LLC (CRD# 112058)2021 - Present (3 years)BEMPOWER FINANCIAL SERVICES, INC. (CRD# 13109)2018 - Present (7 years)
License(s)

State Registrations

B
Alabama 4/11/2018
B
Montana 4/11/2018
B
Alaska 4/11/2018
B
Nebraska 4/11/2018
B
Arizona 4/11/2018
B
Nevada 4/11/2018
B
Arkansas 4/11/2018
B
New Hampshire 4/11/2018
B
California 4/11/2018
B
New Jersey 4/11/2018
B
Colorado 3/29/2018
B
New Mexico 4/11/2018
IA
Colorado 4/27/2021
B
New York 4/11/2018
B
Connecticut 4/11/2018
B
North Carolina 4/11/2018
B
Delaware 4/11/2018
B
North Dakota 4/11/2018
B
District of Columbia 3/29/2018
B
Ohio 3/29/2018
B
Florida 3/29/2018
B
Oklahoma 4/11/2018
B
Georgia 4/11/2018
B
Oregon 4/11/2018
B
Hawaii 4/11/2018
B
Pennsylvania 4/11/2018
B
Idaho 4/11/2018
B
Puerto Rico 3/29/2018
B
Illinois 4/11/2018
B
Rhode Island 4/11/2018
B
Indiana 4/11/2018
B
South Carolina 4/11/2018
B
Iowa 4/11/2018
B
South Dakota 4/11/2018
B
Kansas 4/11/2018
B
Tennessee 4/11/2018
B
Kentucky 4/11/2018
B
Texas 4/11/2018
B
Louisiana 3/29/2018
B
Utah 4/11/2018
B
Maine 4/11/2018
B
Vermont 4/11/2018
B
Maryland 3/29/2018
B
Virginia 4/11/2018
B
Massachusetts 4/11/2018
B
Washington 4/11/2018
B
Michigan 4/11/2018
B
West Virginia 4/11/2018
B
Minnesota 4/11/2018
B
Wisconsin 4/11/2018
B
Mississippi 4/11/2018
B
Wyoming 4/11/2018
B
Missouri 4/11/2018

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
EMPOWER ADVISORY GROUP, LLC (CRD#:112058)
Thornton, CO
Registered with this firm since 4/27/2021
B
EMPOWER FINANCIAL SERVICES, INC. (CRD#:13109)
Thornton, CO
Registered with this firm since 3/29/2018
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.