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Detailed Report
James Griffin
James Allen Griffin
CRD#: 6916379
IA
Investment Adviser
B
Broker
EDWARD JONESCRD#: 250 620 WEST 3RD ST SUITE 300
LITTLE ROCK, AR 72201
Registration History
2018201920202021202220232024202520262 FIRMS2018 - Present (6 years)
License(s)

State Registrations

B
Arkansas 5/14/2018
B
New Mexico 7/29/2024
IA
Arkansas 5/14/2018
B
New York 8/6/2018
B
California 8/13/2019
B
Ohio 8/6/2018
B
Colorado 12/18/2018
B
Oklahoma 12/5/2018
B
Illinois 1/2/2024
B
South Carolina 7/18/2019
B
Kentucky 3/25/2021
B
Tennessee 6/21/2021
B
Louisiana 11/8/2024
B
Texas 8/6/2018
B
Michigan 8/6/2018
IA
Texas 1/2/2019
B
Minnesota 8/6/2018
B
Virginia 11/6/2024
B
Mississippi 2/27/2020
B
Wisconsin 4/20/2020

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
EDWARD JONES (CRD#:250)
620 WEST 3RD ST SUITE 300, LITTLE ROCK, AR 72201
Registered with this firm since 5/14/2018
B
EDWARD JONES (CRD#:250)
620 WEST 3RD ST SUITE 300, LITTLE ROCK, AR 72201
Registered with this firm since 4/20/2018
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.