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Detailed Report
David Nicholson
David Neil Nicholson
CRD#: 6916294
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 1808 S Sycamore Ave
Sioux Falls, SD 57110
Registration History
2018201920202021202220232024202520262 FIRMS2018 - 2022 (3 years)2 FIRMS2022 - Present (3 years)
License(s)

State Registrations

B
Arizona 4/20/2023
B
Oklahoma 8/24/2023
B
California 6/7/2022
B
Pennsylvania 5/7/2024
B
Florida 5/26/2023
B
South Dakota 2/11/2022
B
Iowa 5/16/2023
IA
South Dakota 3/16/2022
B
Kansas 7/18/2024
B
Tennessee 9/8/2023
B
Michigan 10/20/2022
B
Texas 9/26/2022
B
Minnesota 5/19/2022
IA
Texas 10/10/2022
B
Missouri 12/5/2022
B
Washington 7/3/2023
B
Nebraska 1/27/2023
B
Wyoming 1/9/2024
B
New York 4/24/2023

SRO Registrations

B
 BOX Exchange LLC
B
 Cboe BYX Exchange, Inc.
B
 Cboe BZX Exchange, Inc.
B
 Cboe C2 Exchange, Inc.
B
 Cboe EDGA Exchange, Inc.
B
 Cboe EDGX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 Investors' Exchange LLC
B
 Long-Term Stock Exchange, Inc.
B
 MEMX LLC
B
 MIAX Emerald, LLC
B
 MIAX PEARL, LLC
B
 MIAX Sapphire
B
 Miami International Securities Exchange, LLC
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE Chicago, Inc.
B
 NYSE National, Inc.
B
 Nasdaq BX, Inc.
B
 Nasdaq GEMX, LLC
B
 Nasdaq ISE, LLC
B
 Nasdaq MRX, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
1808 S Sycamore Ave, Sioux Falls, SD 57110
4810 S Western Ave, Sioux Falls, SD 57108
Registered with this firm since 3/16/2022
B
J.P. MORGAN SECURITIES LLC (CRD#:79)
1808 S Sycamore Ave, Sioux Falls, SD 57110
4810 S Western Ave, Sioux Falls, SD 57108
Registered with this firm since 2/11/2022
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 05/15/2018 - 01/28/2022 EDWARD JONES (CRD#:250) SIOUX FALLS, SD
B
 04/19/2018 - 01/28/2022 EDWARD JONES (CRD#:250) SIOUX FALLS, SD
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.