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KENNETH HOLDER
KENNETH RAY HOLDER
CRD#: 6914845
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 9875 BLACKHAWK BLVD
CI CLIENT MANAGEMENT
HOUSTON, TX 77075
Registration History
2018201920202021202220232024202520262 FIRMS2022 - Present (2 years)BVALIC FINANCIAL ADVISORS, INC. (CRD# 42803)2018 - 2022 (4 years)IAVALIC FINANCIAL ADVISORS, INC. (CRD# 42803)2020 - 2022 (2 years)
License(s)

State Registrations

B
Alabama 12/12/2022

B
Nebraska 12/12/2022

B
Alaska 12/12/2022

B
Nevada 12/12/2022

B
Arizona 12/12/2022

B
New Hampshire 12/12/2022

B
Arkansas 12/12/2022

B
New Jersey 12/12/2022

B
California 12/12/2022

B
New Mexico 12/12/2022

B
Colorado 12/12/2022

B
New York 12/12/2022

B
Connecticut 12/12/2022

B
North Carolina 12/12/2022

B
Delaware 12/12/2022

B
North Dakota 12/12/2022

B
District of Columbia 12/12/2022

B
Ohio 12/12/2022

B
Florida 12/12/2022

B
Oklahoma 12/12/2022

B
Georgia 12/12/2022

B
Oregon 12/12/2022

B
Hawaii 12/12/2022

B
Pennsylvania 12/12/2022

B
Idaho 12/12/2022

B
Puerto Rico 12/12/2022

B
Illinois 12/12/2022

B
Rhode Island 12/12/2022

B
Indiana 12/12/2022

B
South Carolina 12/12/2022

B
Iowa 12/12/2022

B
South Dakota 12/12/2022

B
Kansas 12/12/2022

B
Tennessee 12/12/2022

B
Kentucky 12/12/2022

B
Texas 12/8/2022

B
Louisiana 12/12/2022

IA
Texas 12/8/2022

B
Maine 12/12/2022

B
Utah 12/12/2022

B
Maryland 12/12/2022

B
Vermont 12/12/2022

B
Massachusetts 12/12/2022

B
Virgin Islands 12/12/2022

B
Michigan 12/12/2022

B
Virginia 12/12/2022

B
Minnesota 12/12/2022

B
Washington 12/12/2022

B
Mississippi 12/12/2022

B
West Virginia 12/12/2022

B
Missouri 12/12/2022

B
Wisconsin 12/12/2022

B
Montana 12/12/2022

B
Wyoming 12/12/2022

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
9875 BLACKHAWK BLVD CI CLIENT MANAGEMENT, HOUSTON, TX 77075
Registered with this firm since 12/8/2022

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
9875 BLACKHAWK BLVD CI CLIENT MANAGEMENT, HOUSTON, TX 77075
Registered with this firm since 12/8/2022

Previous Registration(s)
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IA
06/18/2020 - 11/04/2022 VALIC FINANCIAL ADVISORS, INC. (CRD#:42803) HOUSTON, TX
B
07/24/2018 - 11/04/2022 VALIC FINANCIAL ADVISORS, INC. (CRD#:42803) HOUSTON, TX
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.