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ARTURO RAMIREZ
CRD#: 6913995
IA
Investment Adviser
B
Broker
LPL FINANCIAL LLCCRD#: 6413 1200 E WARRENVILLE ROAD
NAPERVILLE, IL 60563
Registration History
19952000200520102015202020252 FIRMS2018 - 2019 (1 year)2 FIRMS2019 - 2021 (1 year)2 FIRMS2021 - Present (3 years)
Disclosure(s)
View By:
7/16/1994
Criminal
Final Disposition
License(s)

State Registrations

B
Alabama 3/24/2021

B
Montana 3/24/2021

B
Alaska 3/24/2021

B
Nebraska 3/24/2021

B
Arizona 3/24/2021

B
Nevada 3/24/2021

B
Arkansas 3/24/2021

B
New Hampshire 3/24/2021

B
California 3/24/2021

B
New Jersey 3/24/2021

B
Colorado 3/24/2021

B
New Mexico 3/24/2021

B
Connecticut 3/24/2021

B
New York 3/24/2021

B
Delaware 3/24/2021

B
North Carolina 3/24/2021

B
District of Columbia 3/24/2021

B
North Dakota 3/24/2021

B
Florida 3/25/2021

B
Ohio 3/24/2021

B
Georgia 3/24/2021

B
Oklahoma 3/24/2021

B
Hawaii 3/24/2021

B
Oregon 3/24/2021

B
Idaho 3/24/2021

B
Pennsylvania 3/24/2021

B
Illinois 3/24/2021

B
Rhode Island 3/24/2021

IA
Illinois 3/24/2021

B
South Carolina 3/24/2021

B
Indiana 3/24/2021

B
South Dakota 3/24/2021

B
Iowa 3/24/2021

B
Tennessee 3/24/2021

B
Kansas 3/24/2021

B
Texas 3/24/2021

B
Kentucky 3/24/2021

IA
Texas 3/26/2021

B
Louisiana 3/24/2021

B
Utah 3/24/2021

B
Maine 3/24/2021

B
Vermont 3/24/2021

B
Maryland 3/24/2021

B
Virginia 3/24/2021

B
Massachusetts 3/24/2021

B
Washington 3/24/2021

B
Michigan 3/24/2021

B
West Virginia 3/24/2021

B
Minnesota 3/24/2021

B
Wisconsin 3/24/2021

B
Mississippi 3/24/2021

B
Wyoming 3/24/2021

B
Missouri 3/24/2021

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
LPL FINANCIAL LLC (CRD#:6413)
1200 E WARRENVILLE ROAD, NAPERVILLE, IL 60563
MONTGOMERY, IL
Registered with this firm since 3/24/2021

B
LPL FINANCIAL LLC (CRD#:6413)
1200 E WARRENVILLE ROAD, NAPERVILLE, IL 60563
MONTGOMERY, IL
Registered with this firm since 3/24/2021

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
07/05/2019 - 03/24/2021 BMO HARRIS FINANCIAL ADVISORS, INC (CRD#:137115) NAPERVILLE, IL
B
07/05/2019 - 03/24/2021 BMO HARRIS FINANCIAL ADVISORS, INC. (CRD#:137115) NAPERVILLE, IL
IA
06/05/2018 - 06/19/2019 EDWARD JONES (CRD#:250) AURORA, IL
B
05/10/2018 - 06/19/2019 EDWARD JONES (CRD#:250) AURORA, IL
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.