• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
Rigoberto Antonio Ruiz
RIGOBERTO ANTONIO RUIZ, Rigoberto A Ruiz, Rigoberto Ruiz
CRD#: 6913409
IA
Investment Adviser
B
Broker
EAGLE STRATEGIES LLCCRD#: 110826 425 MARKET STREET
SUITE 1600, 1605, 1610
SAN FRANCISCO, CA 94105
NYLIFE SECURITIES LLCCRD#: 5167 425 MARKET STREET
SUITE 1600, 1605, 1610
SAN FRANCISCO, CA 94105
Registration History
201820192020202120222023202420252026IAEAGLE STRATEGIES LLC (CRD# 110826)2021 - Present (3 years)BNYLIFE SECURITIES LLC (CRD# 5167)2019 - Present (5 years)BEDWARD JONES (CRD# 250)2018 - 2019 (<1 year)IAEDWARD JONES (CRD# 250)2019 - 2019 (<1 year)
License(s)

State Registrations

B
California 7/9/2019

B
New Mexico 11/19/2020

IA
California 3/9/2021

B
Ohio 10/12/2020

B
Nevada 6/9/2021

B
Washington 11/19/2020

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
EAGLE STRATEGIES LLC (CRD#:110826)
425 MARKET STREET SUITE 1600, 1605, 1610, SAN FRANCISCO, CA 94105
Registered with this firm since 3/9/2021

B
NYLIFE SECURITIES LLC (CRD#:5167)
425 MARKET STREET SUITE 1600, 1605, 1610, SAN FRANCISCO, CA 94105
Registered with this firm since 7/9/2019

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
03/01/2019 - 04/16/2019 EDWARD JONES (CRD#:250) RICHMOND, CA
B
11/08/2018 - 04/16/2019 EDWARD JONES (CRD#:250) ST. LOUIS, MO
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.