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NEDA AFNANI RIYAZATI
Neda Afnani Roshani, NEDA A RIYAZATI
CRD#: 6913399
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 10920 WILSHIRE BLVD
LOS ANGELES, CA 90024
Registration History
2018201920202021202220232024202520262 FIRMS2021 - Present (3 years)BWELLS FARGO CLEARING SERVICES, LLC (CRD# 19616)2018 - 2020 (2 years)
Disclosure(s)
View By:
6/23/2023
Judgment / Lien
License(s)

State Registrations

B
California 10/21/2021

IA
California 11/24/2021

SRO Registrations

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
10920 WILSHIRE BLVD, LOS ANGELES, CA 90024
Registered with this firm since 11/24/2021

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
10920 WILSHIRE BLVD, LOS ANGELES, CA 90024
Registered with this firm since 10/21/2021

Previous Registration(s)
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B
05/01/2018 - 09/01/2020 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) LOS ANGELES, CA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.