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Jessie Hsieh
Jessie Li Hsieh
CRD#: 6913286
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J.P. MORGAN SECURITIES LLCCRD#: 79 CHASE TOWER CHICAGO
21 S. CLARK STREET / 10 SOUTH DEARBORN, FLOOR 32
CHICAGO, IL 60603
21 S. CLARK STREET / 10 SOUTH DEARBORN, FLOOR 32
CHICAGO, IL 60603
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Disclosures
6
Years of Experience
View By:
State Registrations
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Alabama 1/23/2023
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Montana 1/23/2023
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Alaska 1/23/2023
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Nebraska 1/23/2023
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Arizona 1/23/2023
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Nevada 1/23/2023
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Arkansas 1/23/2023
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New Hampshire 1/23/2023
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California 1/23/2023
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New Jersey 1/23/2023
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Colorado 1/23/2023
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New Mexico 1/23/2023
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Connecticut 1/23/2023
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New York 1/23/2023
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Delaware 1/23/2023
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North Carolina 1/23/2023
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District of Columbia 1/23/2023
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North Dakota 1/23/2023
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Florida 1/23/2023
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Ohio 1/23/2023
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Georgia 1/23/2023
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Oklahoma 1/23/2023
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Hawaii 1/23/2023
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Oregon 1/23/2023
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Idaho 1/23/2023
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Pennsylvania 1/23/2023
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Illinois 1/23/2023
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Puerto Rico 1/23/2023
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Illinois 1/27/2023
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Rhode Island 1/23/2023
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Indiana 1/23/2023
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South Carolina 1/23/2023
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Indiana 9/16/2024
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South Dakota 1/23/2023
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Iowa 1/23/2023
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Tennessee 1/23/2023
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Kansas 1/23/2023
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Texas 1/23/2023
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Kentucky 1/23/2023
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Texas 1/24/2023
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Louisiana 1/23/2023
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Utah 1/23/2023
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Maine 1/23/2023
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Vermont 1/23/2023
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Maryland 1/23/2023
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Virgin Islands 1/23/2023
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Massachusetts 1/23/2023
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Virginia 1/23/2023
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Michigan 1/23/2023
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Washington 1/23/2023
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Minnesota 1/23/2023
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West Virginia 1/23/2023
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Mississippi 1/23/2023
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Wisconsin 1/23/2023
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Missouri 1/23/2023
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Wyoming 1/23/2023
SRO Registrations
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View Exams Passed by the individual in the detailed report
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Learn about permitted activities of registered principals
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Registered with this firm since 1/24/2023
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Registered with this firm since 1/23/2023
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 03/04/2022 - 11/21/2022 | MERCER ISLAND, WA | |
B | 03/03/2022 - 11/21/2022 | MERCER ISLAND, WA | |
IA | 11/18/2020 - 02/28/2022 | San Francisco, CA | |
B | 11/18/2020 - 02/28/2022 | San Francisco, CA | |
IA | 10/15/2018 - 11/03/2020 | Walnut Creek, CA | |
B | 08/02/2018 - 11/03/2020 | Walnut Creek, CA |
For additional information about investment advisers or broker-dealers, please visit
B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.