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Ty David Clifton
CRD#: 6912533
IA
B
LPL ENTERPRISE, LLCCRD#: 8733 8191 SOUTHPARK LANE
SUITE 204/103
LITTLETON, CO 80120
SUITE 204/103
LITTLETON, CO 80120
0
Disclosures
6
Years of Experience
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State Registrations
B
California 11/14/2024
B
North Carolina 1/16/2025
B
Colorado 11/14/2024
B
North Dakota 1/2/2025
IA
Colorado 11/14/2024
B
Ohio 1/17/2025
B
Florida 11/15/2024
B
Utah 11/14/2024
B
Maine 1/17/2025
SRO Registrations
B
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IA
Registered with this firm since 11/14/2024
B
Registered with this firm since 11/14/2024
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 03/02/2022 - 11/14/2024 | LITTLETON, CO | |
B | 04/09/2018 - 11/14/2024 | LITTLETON, CO |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.