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RICARDO NUNEZ
RICARDO NUNEZ JR
CRD#: 6910854
IA
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J.P. MORGAN SECURITIES LLCCRD#: 79 25 Public Sq
Wilkes Barre, PA 18701
Wilkes Barre, PA 18701
0
Disclosures
6
Years of Experience
View By:
State Registrations
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California 10/2/2024
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New Jersey 11/24/2023
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Florida 11/24/2023
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New York 11/16/2023
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Georgia 1/17/2024
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North Carolina 10/2/2024
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Maryland 1/16/2024
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Pennsylvania 9/14/2023
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Missouri 3/21/2024
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Pennsylvania 9/14/2023
SRO Registrations
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Registered with this firm since 9/14/2023
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Registered with this firm since 9/14/2023
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 08/07/2023 - 09/05/2023 | WILKES BARRE, PA | |
B | 08/07/2023 - 09/05/2023 | WILKES BARRE, PA | |
IA | 02/11/2022 - 06/27/2023 | SHILLINGTON, PA | |
B | 05/30/2018 - 06/27/2023 | SHILLINGTON, PA |
WILKES BARRE, PA
08/07/2023 - 09/05/2023
WILKES BARRE, PA
08/07/2023 - 09/05/2023
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.