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MACKENZIE DOLAN SOMOZA
Mackenzie Marie Dolan, Mackenzie Dolan
CRD#: 6909651
IA
Investment Adviser
B
Broker
UBS FINANCIAL SERVICES INC.CRD#: 8174 100 CRESCENT COURT
SUITE 400
DALLAS, TX 75201
Registration History
2018201920202021202220232024202520262 FIRMS2019 - Present (5 years)BGOLDMAN SACHS & CO. LLC (CRD# 361)2018 - 2019 (1 year)
License(s)

State Registrations

B
Arizona 4/16/2019

B
Nevada 4/16/2019

B
California 4/16/2019

B
New Jersey 4/16/2019

B
Colorado 4/16/2019

B
New Mexico 4/16/2019

B
Delaware 1/9/2020

B
New York 2/9/2024

B
Florida 4/16/2019

B
North Carolina 10/8/2024

B
Illinois 4/16/2019

B
Ohio 1/7/2020

B
Indiana 1/22/2021

B
Oklahoma 4/16/2019

B
Louisiana 4/16/2019

B
Rhode Island 4/16/2019

B
Massachusetts 4/16/2019

B
Texas 4/16/2019

B
Michigan 4/16/2019

IA
Texas 5/20/2019

B
Missouri 10/31/2023

B
Utah 4/16/2019

B
Montana 4/16/2019

B
Virginia 4/16/2019

SRO Registrations

B
BOX Exchange LLC

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
UBS FINANCIAL SERVICES INC. (CRD#:8174)
100 CRESCENT COURT SUITE 400, DALLAS, TX 75201
Dallas, TX
Registered with this firm since 5/20/2019

B
UBS FINANCIAL SERVICES INC. (CRD#:8174)
100 CRESCENT COURT SUITE 400, DALLAS, TX 75201
Dallas, TX
Registered with this firm since 4/16/2019

Previous Registration(s)
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B
02/23/2018 - 05/07/2019 GOLDMAN SACHS & CO. LLC (CRD#:361) NEW YORK, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.