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Mohammad Reza Shabani
MOHAMMAD REZA SHABANI, MOHAMMADREZA SHABANI, Reza Shabani
CRD#: 6908123
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 5430 YGNACIO VALLEY RD
CONCORD, CA 94521
Registration History
201820192020202120222023202420252026IAJ.P. MORGAN SECURITIES LLC (CRD# 79)2022 - Present (2 years)BJ.P. MORGAN SECURITIES LLC (CRD# 79)2019 - Present (5 years)BWELLS FARGO CLEARING SERVICES, LLC (CRD# 19616)2018 - 2019 (1 year)
License(s)

State Registrations

B
California 7/31/2019

B
New York 1/11/2024

IA
California 8/8/2022

B
North Carolina 1/11/2024

B
Florida 10/12/2022

B
Ohio 7/27/2023

B
Kentucky 1/11/2024

B
Oregon 1/11/2024

B
Massachusetts 1/11/2024

B
Tennessee 10/12/2022

B
Missouri 1/17/2024

B
Texas 1/11/2024

B
Montana 1/17/2024

IA
Texas 1/19/2024

B
Nevada 7/26/2023

B
Virginia 1/11/2024

B
New Jersey 1/17/2024

SRO Registrations

B
BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe C2 Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Investors' Exchange LLC

B
Long-Term Stock Exchange, Inc.

B
MEMX LLC

B
MIAX Emerald, LLC

B
MIAX PEARL, LLC

B
MIAX Sapphire

B
Miami International Securities Exchange, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
NYSE National, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq MRX, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
5430 YGNACIO VALLEY RD, CONCORD, CA 94521
Registered with this firm since 8/8/2022

B
J.P. MORGAN SECURITIES LLC (CRD#:79)
5430 YGNACIO VALLEY RD, CONCORD, CA 94521
Registered with this firm since 7/31/2019

Previous Registration(s)
th hidden textth hidden textNameLocation
B
04/04/2018 - 07/12/2019 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) ORINDA, CA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.