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WARREN CAGUIOA
CRD#: 6905946
IA
Investment Adviser
B
Broker
VALIC FINANCIAL ADVISORS, INC.CRD#: 42803 2919 ALLEN PARKWAY
9th FLOOR - RETIREMENT EDUCATION CENTER
HOUSTON, TX 77019
Registration History
201820192020202120222023202420252026IAVALIC FINANCIAL ADVISORS, INC. (CRD# 42803)2023 - Present (2 years)BVALIC FINANCIAL ADVISORS, INC. (CRD# 42803)2018 - Present (6 years)
License(s)

State Registrations

B
Alabama 5/2/2018

B
Montana 4/24/2019

B
Alaska 4/24/2019

B
Nebraska 12/19/2018

B
Arizona 4/24/2019

B
Nevada 4/24/2019

B
Arkansas 4/24/2019

B
New Hampshire 1/30/2024

B
California 4/24/2019

B
New Jersey 9/16/2020

B
Colorado 4/24/2019

B
New Mexico 4/24/2019

IA
Colorado 2/27/2024

B
New York 9/16/2020

B
Connecticut 1/30/2024

B
North Carolina 8/2/2019

B
Delaware 1/30/2024

B
North Dakota 12/19/2018

B
District of Columbia 1/30/2024

IA
North Dakota 3/5/2024

B
Florida 5/2/2018

B
Ohio 5/3/2018

B
Georgia 5/2/2018

B
Oklahoma 4/24/2019

B
Hawaii 4/24/2019

IA
Oklahoma 2/27/2024

B
Idaho 4/24/2019

B
Oregon 4/24/2019

IA
Idaho 2/27/2024

B
Pennsylvania 9/16/2020

B
Illinois 5/2/2018

B
Rhode Island 1/30/2024

B
Indiana 5/2/2018

B
South Carolina 9/16/2020

B
Iowa 12/19/2018

B
South Dakota 12/19/2018

B
Kansas 12/19/2018

B
Tennessee 1/30/2024

B
Kentucky 12/19/2018

B
Texas 4/18/2018

B
Louisiana 12/19/2018

IA
Texas 1/9/2023

B
Maine 1/30/2024

B
Utah 4/24/2019

B
Maryland 9/16/2020

B
Vermont 1/30/2024

B
Massachusetts 1/30/2024

B
Virginia 9/16/2020

B
Michigan 5/2/2018

B
Washington 4/24/2019

B
Minnesota 5/2/2018

B
West Virginia 1/30/2024

B
Mississippi 12/19/2018

B
Wisconsin 12/19/2018

IA
Mississippi 2/27/2024

IA
Wisconsin 2/27/2024

B
Missouri 5/2/2018

B
Wyoming 4/24/2019

IA
Missouri 2/27/2024

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
VALIC FINANCIAL ADVISORS, INC. (CRD#:42803)
2919 ALLEN PARKWAY 9th FLOOR - RETIREMENT EDUCATION CENTER, HOUSTON, TX 77019
Registered with this firm since 1/9/2023

B
VALIC FINANCIAL ADVISORS, INC. (CRD#:42803)
2919 ALLEN PARKWAY 9th FLOOR - RETIREMENT EDUCATION CENTER, HOUSTON, TX 77019
Registered with this firm since 4/18/2018

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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.