Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
Nicolas Antonio Cardenas
CRD#: 6905477
IA
Investment Adviser
B
Broker
EDWARD JONESCRD#: 250 26650 THE OLD ROAD SUITE 215
VALENCIA, CA 91381-0746
Registration History
2018201920202021202220232024202520262 FIRMS2024 - Present (<1 year)BNYLIFE SECURITIES LLC (CRD# 5167)2018 - 2024 (5 years)IAEAGLE STRATEGIES LLC (CRD# 110826)2020 - 2024 (3 years)
License(s)

State Registrations

B
Arizona 1/6/2025
B
Montana 1/7/2025
B
California 5/10/2024
B
Nevada 10/22/2024
IA
California 5/13/2024
B
New Jersey 1/24/2025
B
Colorado 10/28/2024
B
Texas 10/22/2024
B
Florida 10/22/2024
IA
Texas 10/24/2024
B
Georgia 1/30/2025

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
EDWARD JONES (CRD#:250)
26650 THE OLD ROAD SUITE 215, VALENCIA, CA 91381-0746
Registered with this firm since 5/13/2024
B
EDWARD JONES (CRD#:250)
26650 THE OLD ROAD SUITE 215, VALENCIA, CA 91381-0746
Registered with this firm since 5/10/2024
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 09/04/2020 - 05/13/2024 EAGLE STRATEGIES LLC (CRD#:110826) SAN FERNANDO, CA
B
 07/18/2018 - 05/13/2024 NYLIFE SECURITIES LLC (CRD#:5167) SAN FERNANDO, CA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.