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MARIE Gilman KLEIN
Marie E Gilman, Marie Ellen Gilman, MARIE Ellen KLEIN
CRD#: 6904329
IA
B
MORGAN STANLEY INVESTMENT MANAGEMENT INC.CRD#: 110353 1585 BROADWAY
NEW YORK, NY 10036
NEW YORK, NY 10036
EATON VANCE DISTRIBUTORS, INC.CRD#: 37731 1585 Broadway
New York, NY 10036
New York, NY 10036
0
Disclosures
7
Years of Experience
View By:
State Registrations
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Alabama 1/15/2022
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Nebraska 1/15/2022
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Alaska 1/15/2022
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Nevada 1/15/2022
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Arizona 1/15/2022
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New Hampshire 1/15/2022
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Arkansas 1/15/2022
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New Jersey 1/15/2022
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California 1/15/2022
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New Mexico 1/15/2022
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Colorado 1/15/2022
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New York 1/15/2022
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Connecticut 1/15/2022
IA
New York 2/10/2022
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Delaware 1/15/2022
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North Carolina 1/15/2022
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District of Columbia 1/15/2022
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North Dakota 1/15/2022
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Florida 1/15/2022
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Ohio 1/15/2022
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Georgia 1/15/2022
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Oklahoma 1/15/2022
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Hawaii 1/15/2022
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Oregon 1/15/2022
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Idaho 1/15/2022
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Pennsylvania 1/15/2022
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Illinois 1/15/2022
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Puerto Rico 1/15/2022
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Indiana 1/15/2022
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Rhode Island 1/15/2022
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Iowa 1/15/2022
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South Carolina 1/15/2022
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Kansas 1/15/2022
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South Dakota 1/15/2022
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Kentucky 1/15/2022
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Tennessee 1/15/2022
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Louisiana 1/15/2022
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Texas 1/15/2022
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Maine 1/15/2022
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Utah 1/15/2022
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Maryland 1/15/2022
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Vermont 1/15/2022
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Massachusetts 1/15/2022
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Virginia 1/15/2022
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Michigan 1/15/2022
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Washington 1/15/2022
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Minnesota 1/15/2022
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West Virginia 1/15/2022
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Mississippi 1/15/2022
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Wisconsin 1/15/2022
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Missouri 1/15/2022
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Wyoming 1/15/2022
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Montana 1/15/2022
SRO Registrations
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View Exams Passed by the individual in the detailed report
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IA
Registered with this firm since 2/10/2022
B
Registered with this firm since 1/15/2022
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 11/22/2019 - 01/15/2022 | NEW YORK, NY | |
B | 11/22/2019 - 01/15/2022 | New York, NY | |
IA | 11/08/2018 - 10/31/2019 | BOSTON, MA | |
B | 03/30/2018 - 10/31/2019 | BOSTON, MA | |
IA | 07/17/2018 - 11/08/2018 | Boston, MA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
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