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Joan Tsuei
CRD#: 6903040
IA
B
COOPER MCMANUSCRD#: 111458 9870 RESEARCH DRIVE
IRVINE, CA 92618
IRVINE, CA 92618
CAMBRIDGE INVESTMENT RESEARCH, INC.CRD#: 39543 9870 Research Dr.
Irvine, CA 92618
Irvine, CA 92618
0
Disclosures
5
Years of Experience
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State Registrations
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Arizona 11/13/2024
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Nevada 11/13/2024
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California 11/13/2024
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New Hampshire 11/13/2024
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California 11/13/2024
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New Jersey 11/13/2024
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Colorado 11/13/2024
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New York 11/13/2024
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Connecticut 11/13/2024
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North Carolina 11/13/2024
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District of Columbia 11/13/2024
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Oklahoma 11/13/2024
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Florida 11/13/2024
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Oregon 11/13/2024
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Georgia 11/13/2024
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Pennsylvania 11/13/2024
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Hawaii 11/13/2024
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South Carolina 11/13/2024
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Idaho 11/13/2024
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South Dakota 11/13/2024
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Illinois 11/13/2024
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Tennessee 11/13/2024
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Maine 11/13/2024
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Texas 11/13/2024
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Maryland 11/13/2024
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Utah 11/13/2024
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Massachusetts 11/13/2024
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Virginia 11/13/2024
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Michigan 11/13/2024
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Washington 11/13/2024
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Minnesota 11/13/2024
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West Virginia 11/13/2024
SRO Registrations
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Registered with this firm since 11/13/2024
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Registered with this firm since 11/13/2024
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 10/31/2019 - 11/19/2024 | LOS ANGELES, CA | |
B | 09/16/2019 - 11/19/2024 | LOS ANGELES, CA |
LOS ANGELES, CA
10/31/2019 - 11/19/2024
LOS ANGELES, CA
09/16/2019 - 11/19/2024
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
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