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Detailed Report
LINDY DAWN RANGEL
Lindy Rangel, LINDY DAWN SMITH, LINDY SMITH
CRD#: 6902511
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 201 MAIN ST 4TH FL
[TG-RBO]
FORT WORTH, TX 76102
Registration History
2018201920202021202220232024202520262 FIRMS2018 - Present (6 years)
License(s)

State Registrations

B
Alabama 1/28/2025
B
Montana 1/9/2025
B
Arizona 8/26/2024
B
Nebraska 1/9/2025
B
Arkansas 12/19/2023
B
New Hampshire 1/9/2025
B
California 12/19/2023
B
New Jersey 12/19/2023
B
Colorado 12/19/2023
B
New Mexico 12/19/2023
B
Connecticut 1/9/2025
B
North Carolina 1/9/2025
B
Delaware 1/9/2025
B
North Dakota 1/9/2025
B
District of Columbia 1/9/2025
B
Ohio 1/30/2025
B
Florida 12/19/2023
B
Oklahoma 1/28/2025
B
Georgia 11/4/2024
B
Oregon 1/9/2025
B
Hawaii 1/9/2025
B
Pennsylvania 1/9/2025
B
Idaho 1/9/2025
B
Puerto Rico 1/28/2025
B
Illinois 1/9/2025
B
Rhode Island 1/9/2025
B
Indiana 1/9/2025
B
South Carolina 1/9/2025
B
Kansas 1/28/2025
B
South Dakota 1/9/2025
B
Kentucky 1/28/2025
B
Texas 4/13/2018
B
Louisiana 12/19/2023
IA
Texas 5/7/2018
B
Maine 1/9/2025
B
Utah 11/7/2024
B
Maryland 1/9/2025
B
Virgin Islands 1/9/2025
B
Michigan 12/19/2023
B
Virginia 8/26/2024
B
Minnesota 1/9/2025
B
Washington 1/9/2025
B
Mississippi 8/26/2024
B
West Virginia 1/9/2025
B
Missouri 8/26/2024
B
Wisconsin 1/28/2025

SRO Registrations

B
 Cboe BZX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE Texas, Inc.
B
 Nasdaq GEMX, LLC
B
 Nasdaq ISE, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
201 MAIN ST 4TH FL [TG-RBO], FORT WORTH, TX 76102
Registered with this firm since 5/7/2018
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
201 MAIN ST 4TH FL [TG-RBO], FORT WORTH, TX 76102
Registered with this firm since 4/3/2018
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.