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JOSHUA MICHAEL ROARK
Joshua Roark
CRD#: 6901275
IA
Investment Adviser
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Broker
WELLS FARGO ADVISORSCRD#: 19616 1400 S MAIN ST
GRAPEVINE, TX 76051
Registration History
201820192020202120222023202420252 FIRMS2018 - 2023 (5 years)2 FIRMS2023 - Present (1 year)
License(s)

State Registrations

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Oklahoma 3/19/2024

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Texas 8/21/2023

B
Pennsylvania 6/25/2024

IA
Texas 8/21/2023

SRO Registrations

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Cboe BZX Exchange, Inc.

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Cboe Exchange, Inc.

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FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

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Nasdaq Stock Market

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New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
1400 S MAIN ST, GRAPEVINE, TX 76051
851 WINSCOTT RD, BENBROOK, TX 76126
Registered with this firm since 8/21/2023

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WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
1400 S MAIN ST, GRAPEVINE, TX 76051
851 WINSCOTT RD, BENBROOK, TX 76126
Registered with this firm since 8/21/2023

Previous Registration(s)
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05/23/2018 - 08/22/2023 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) FORT WORTH, TX
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04/23/2018 - 08/22/2023 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) FORT WORTH, TX
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Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.