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Kento Kaijima
CRD#: 6899680
IA
B
MORGAN STANLEY INVESTMENT MANAGEMENT INC.CRD#: 110353 1585 BROADWAY
NEW YORK, NY 10036
NEW YORK, NY 10036
MORGAN STANLEY DISTRIBUTION, INC.CRD#: 30344 1585 Broadway
New York, NY 10036
New York, NY 10036
0
Disclosures
5
Years of Experience
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State Registrations
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Alabama 1/15/2022
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Nebraska 1/15/2022
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Alaska 1/15/2022
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Nevada 1/15/2022
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Arizona 1/15/2022
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New Hampshire 1/15/2022
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Arkansas 1/15/2022
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New Jersey 1/15/2022
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California 1/15/2022
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New Mexico 1/15/2022
B
Colorado 1/15/2022
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New York 1/15/2022
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Connecticut 1/15/2022
IA
New York 2/11/2022
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Delaware 1/15/2022
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North Carolina 1/15/2022
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District of Columbia 1/15/2022
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North Dakota 1/15/2022
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Florida 1/15/2022
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Ohio 1/15/2022
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Georgia 1/15/2022
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Oklahoma 1/15/2022
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Hawaii 1/15/2022
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Oregon 1/15/2022
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Idaho 1/15/2022
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Pennsylvania 1/15/2022
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Illinois 1/15/2022
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Puerto Rico 1/15/2022
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Indiana 1/15/2022
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Rhode Island 1/15/2022
B
Iowa 1/15/2022
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South Carolina 1/15/2022
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Kansas 1/15/2022
B
South Dakota 1/15/2022
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Kentucky 1/15/2022
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Tennessee 1/15/2022
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Louisiana 1/15/2022
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Texas 1/15/2022
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Maine 1/15/2022
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Utah 1/15/2022
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Maryland 1/15/2022
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Vermont 1/15/2022
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Massachusetts 1/15/2022
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Virginia 1/15/2022
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Michigan 1/15/2022
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Washington 1/15/2022
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Minnesota 1/15/2022
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West Virginia 1/15/2022
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Mississippi 1/15/2022
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Wisconsin 1/15/2022
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Missouri 1/15/2022
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Wyoming 1/15/2022
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Montana 1/15/2022
SRO Registrations
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IA
Registered with this firm since 2/11/2022
B
Registered with this firm since 1/15/2022
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 09/29/2020 - 02/10/2022 | BOSTON, MA | |
B | 11/01/2019 - 01/15/2022 | New York, NY |
For additional information about investment advisers or broker-dealers, please visit
B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.