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Detailed Report
Roxanne Carmen Rodriguez
ROXY C VILLAGRANA, Roxanne C Villagrana, Roxanne Carmen Villagrana
CRD#: 6899652
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 400 E. OGDEN AVENUE
HINSDALE, IL 60521
Registration History
2021202220232024202520262 FIRMS2021 - Present (3 years)
License(s)

State Registrations

B
Arizona 11/9/2021
B
Missouri 11/9/2021
B
California 11/9/2021
B
Nevada 11/9/2021
B
Colorado 11/9/2021
B
New Hampshire 11/9/2021
B
Connecticut 1/9/2023
B
New Jersey 12/14/2021
B
District of Columbia 11/9/2021
B
New Mexico 12/14/2021
B
Florida 11/9/2021
B
New York 11/9/2021
B
Georgia 11/9/2021
B
North Carolina 11/9/2021
B
Hawaii 11/28/2023
B
Ohio 11/10/2021
B
Illinois 11/3/2021
B
Oklahoma 11/9/2021
IA
Illinois 11/12/2021
B
Oregon 11/9/2021
B
Indiana 11/9/2021
B
Pennsylvania 11/9/2021
B
Iowa 11/9/2021
B
South Carolina 11/9/2021
B
Kansas 11/9/2021
B
Tennessee 11/9/2021
B
Kentucky 11/9/2021
B
Texas 11/9/2021
B
Louisiana 11/9/2021
IA
Texas 11/19/2021
B
Maryland 11/9/2021
B
Utah 12/15/2023
B
Massachusetts 11/9/2021
B
Washington 11/9/2021
B
Michigan 11/9/2021
B
Wisconsin 11/9/2021
B
Minnesota 11/9/2021

SRO Registrations

B
 BOX Exchange LLC
B
 Cboe BYX Exchange, Inc.
B
 Cboe BZX Exchange, Inc.
B
 Cboe C2 Exchange, Inc.
B
 Cboe EDGA Exchange, Inc.
B
 Cboe EDGX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 Investors' Exchange LLC
B
 Long-Term Stock Exchange, Inc.
B
 MEMX LLC
B
 MIAX Emerald, LLC
B
 MIAX PEARL, LLC
B
 MIAX Sapphire
B
 Miami International Securities Exchange, LLC
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE Chicago, Inc.
B
 NYSE National, Inc.
B
 Nasdaq BX, Inc.
B
 Nasdaq GEMX, LLC
B
 Nasdaq ISE, LLC
B
 Nasdaq MRX, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
400 E. OGDEN AVENUE, HINSDALE, IL 60521
150 BURR RIDGE PKWY, BURR RIDGE, IL 60527
Registered with this firm since 11/12/2021
B
J.P. MORGAN SECURITIES LLC (CRD#:79)
400 E. OGDEN AVENUE, HINSDALE, IL 60521
150 BURR RIDGE PKWY, BURR RIDGE, IL 60527
Registered with this firm since 8/30/2021
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.