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Detailed Report
Michael Patrick Dowd
Michael P Dowd, Michael Patrick Dowd Jr., Michael Dowd, Michael P dowd jr, michael dowd jr
CRD#: 6899384
IA
Investment Adviser
B
Broker
EDWARD JONESCRD#: 250 1114 NORTH SEMINARY AVENUE
WOODSTOCK, IL 60098
Registration History
2018201920202021202220232024202520262 FIRMS2018 - 2018 (<1 year)2 FIRMS2018 - 2021 (3 years)2 FIRMS2021 - 2024 (2 years)2 FIRMS2024 - 2024 (<1 year)2 FIRMS2024 - Present (<1 year)
License(s)

State Registrations

B
Arizona 8/2/2024
B
Minnesota 9/30/2024
B
California 8/2/2024
B
Pennsylvania 9/30/2024
B
Colorado 8/2/2024
B
Tennessee 9/30/2024
B
Florida 8/2/2024
B
Texas 12/10/2024
B
Georgia 9/30/2024
IA
Texas 12/10/2024
B
Illinois 8/2/2024
B
Vermont 12/3/2024
IA
Illinois 8/2/2024
B
West Virginia 9/30/2024
B
Kentucky 9/30/2024
B
Wisconsin 8/2/2024
B
Michigan 9/30/2024

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
EDWARD JONES (CRD#:250)
1114 NORTH SEMINARY AVENUE, WOODSTOCK, IL 60098
Registered with this firm since 8/2/2024
B
EDWARD JONES (CRD#:250)
1114 NORTH SEMINARY AVENUE, WOODSTOCK, IL 60098
Registered with this firm since 8/2/2024
Previous Registration(s)
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IA
 03/05/2024 - 07/23/2024 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) CHICAGO, IL
B
 03/05/2024 - 07/23/2024 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) CHICAGO, IL
IA
 12/08/2021 - 01/10/2024 CHARLES SCHWAB & CO., INC. (CRD#:5393) Chicago, IL
B
 12/08/2021 - 01/10/2024 CHARLES SCHWAB & CO., INC. (CRD#:5393) Chicago, IL
IA
 09/12/2018 - 11/18/2021 J.P. MORGAN SECURITIES LLC (CRD#:79) CHICAGO, IL
B
 09/12/2018 - 11/18/2021 J.P. MORGAN SECURITIES LLC (CRD#:79) CHICAGO, IL
IA
 04/10/2018 - 09/06/2018 EDWARD JONES (CRD#:250) CHICAGO, IL
B
 03/08/2018 - 09/06/2018 EDWARD JONES (CRD#:250) CHICAGO, IL
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.