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Detailed Report
Michael James Pine
CRD#: 6899069
IA
Investment Adviser
B
Broker
EDWARD JONESCRD#: 250 2048 AURORA AVE SUITE 116
NAPERVILLE, IL 60540-1002
Registration History
2018201920202021202220232024202520262 FIRMS2018 - Present (6 years)
License(s)

State Registrations

B
Arizona 12/26/2018
B
North Carolina 10/19/2022
B
California 2/6/2024
B
Oregon 9/7/2018
B
Colorado 4/2/2019
B
Pennsylvania 1/7/2020
B
Florida 9/11/2018
B
South Carolina 7/6/2018
B
Illinois 4/2/2018
B
Tennessee 5/30/2019
IA
Illinois 4/10/2018
B
Texas 12/7/2021
B
Indiana 6/4/2018
IA
Texas 12/12/2021
B
Iowa 4/29/2024
B
Washington 9/26/2022
B
Kentucky 9/14/2020
B
Wisconsin 3/14/2019
B
Minnesota 11/22/2024

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
EDWARD JONES (CRD#:250)
2048 AURORA AVE SUITE 116, NAPERVILLE, IL 60540-1002
Registered with this firm since 4/10/2018
B
EDWARD JONES (CRD#:250)
2048 AURORA AVE SUITE 116, NAPERVILLE, IL 60540-1002
Registered with this firm since 3/5/2018
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.