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Detailed Report
Pietro Possenti
CRD#: 6895857
IA
Investment Adviser
B
Broker
UBS FINANCIAL SERVICES INC.CRD#: 8174 550 BILTMORE WAY
7TH, 9TH & 10TH FLOOR
CORAL GABLES, FL 33134
Registration History
2020202120222023202420252026IAUBS FINANCIAL SERVICES INC. (CRD# 8174)2021 - Present (3 years)BUBS FINANCIAL SERVICES INC. (CRD# 8174)2020 - Present (4 years)
License(s)

State Registrations

B
Colorado 11/17/2021
B
New Jersey 11/17/2021
B
Connecticut 11/17/2021
B
New York 11/17/2021
B
Delaware 9/27/2023
B
Puerto Rico 11/17/2021
B
Florida 12/3/2020
B
South Dakota 11/17/2021
IA
Florida 9/16/2021
B
Texas 11/17/2021

SRO Registrations

B
 BOX Exchange LLC
B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE Chicago, Inc.
B
 Nasdaq ISE, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
UBS FINANCIAL SERVICES INC. (CRD#:8174)
550 BILTMORE WAY 7TH, 9TH & 10TH FLOOR, CORAL GABLES, FL 33134
Registered with this firm since 9/16/2021
B
UBS FINANCIAL SERVICES INC. (CRD#:8174)
550 BILTMORE WAY 7TH, 9TH & 10TH FLOOR, CORAL GABLES, FL 33134
Registered with this firm since 12/3/2020
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.