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Detailed Report
STEVEN Micheal Wilfred CASSELL
STEVEN CASSELL, Steve Cassell
CRD#: 6894380
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 200 West Civic Center Drive
Sandy, UT 84070
Registration History
2018201920202021202220232024202520262 FIRMS2021 - 2023 (1 year)2 FIRMS2023 - Present (1 year)BPARK AVENUE SECURITIES LLC (CRD# 46173)2018 - 2021 (3 years)IAPARK AVENUE SECURITIES LLC (CRD# 46173)2019 - 2021 (2 years)
License(s)

State Registrations

B
Alabama 12/6/2023
B
Nevada 10/13/2023
B
Alaska 12/6/2023
B
New Hampshire 12/6/2023
B
Arizona 12/6/2023
B
New Jersey 12/6/2023
B
Arkansas 10/13/2023
B
New Mexico 10/13/2023
B
California 12/6/2023
B
New York 12/6/2023
B
Colorado 12/6/2023
B
North Carolina 10/13/2023
B
Connecticut 12/6/2023
B
North Dakota 10/13/2023
B
Delaware 12/6/2023
B
Ohio 12/7/2023
B
District of Columbia 12/6/2023
B
Oklahoma 12/6/2023
B
Florida 10/13/2023
B
Oregon 12/6/2023
B
Georgia 10/13/2023
B
Pennsylvania 12/6/2023
B
Hawaii 12/6/2023
B
Puerto Rico 10/13/2023
B
Idaho 12/6/2023
B
Rhode Island 10/13/2023
B
Illinois 10/13/2023
B
South Carolina 10/13/2023
B
Indiana 10/13/2023
B
South Dakota 10/13/2023
B
Iowa 12/6/2023
B
Tennessee 12/6/2023
B
Kansas 12/6/2023
B
Texas 10/13/2023
B
Kentucky 12/6/2023
IA
Texas 10/13/2023
B
Louisiana 12/6/2023
B
Utah 10/13/2023
B
Maine 12/6/2023
IA
Utah 10/13/2023
B
Maryland 12/6/2023
B
Vermont 12/6/2023
B
Massachusetts 10/13/2023
B
Virgin Islands 12/6/2023
B
Michigan 12/6/2023
B
Virginia 12/6/2023
B
Minnesota 10/13/2023
B
Washington 10/13/2023
B
Mississippi 10/13/2023
B
West Virginia 12/6/2023
B
Missouri 12/6/2023
B
Wisconsin 10/13/2023
B
Montana 10/13/2023
B
Wyoming 12/6/2023
B
Nebraska 10/13/2023

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
200 West Civic Center Drive, Sandy, UT 84070
Registered with this firm since 10/13/2023
B
MORGAN STANLEY (CRD#:149777)
200 West Civic Center Drive, Sandy, UT 84070
Registered with this firm since 10/13/2023
Previous Registration(s)
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B
 12/14/2021 - 10/06/2023 CETERA ADVISOR NETWORKS LLC (CRD#:13572) MIDVALE, UT
IA
 12/15/2021 - 07/18/2023 CWM, LLC (CRD#:155344) Midvale, UT
IA
 05/09/2019 - 12/22/2021 PARK AVENUE SECURITIES LLC (CRD#:46173) MURRAY, UT
B
 09/27/2018 - 12/22/2021 PARK AVENUE SECURITIES LLC (CRD#:46173) MURRAY, UT
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.