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Detailed Report
Peter James Kling
CRD#: 6894291
IA
Investment Adviser
B
Broker
EDWARD JONESCRD#: 250 575 N Knowles Ave
Suite E
New Richmond, WI 54017
Registration History
2018201920202021202220232024202520262 FIRMS2018 - Present (7 years)
License(s)

State Registrations

B
Arizona 4/3/2024
B
Minnesota 5/21/2018
B
California 5/25/2018
B
Missouri 5/25/2018
B
Colorado 5/25/2018
B
Nevada 5/25/2018
B
Florida 5/21/2018
B
New York 7/20/2022
B
Georgia 5/25/2018
B
South Carolina 12/23/2024
B
Idaho 5/25/2018
B
Texas 5/25/2018
B
Iowa 5/25/2018
IA
Texas 1/4/2019
B
Kentucky 11/22/2019
B
Wisconsin 3/19/2018
B
Maryland 12/11/2020
IA
Wisconsin 3/19/2018

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
EDWARD JONES (CRD#:250)
575 N Knowles Ave Suite E, New Richmond, WI 54017
Registered with this firm since 3/19/2018
B
EDWARD JONES (CRD#:250)
575 N Knowles Ave Suite E, New Richmond, WI 54017
Registered with this firm since 2/22/2018
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.