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STEVEN MONGELLI
STEVEN M MONGELLI
CRD#: 6894103
IA
Investment Adviser
B
Broker
FIDELITY PERSONAL AND WORKPLACE ADVISORSCRD#: 288590 TWO CONTRA WAY
MERRIMACK, NH 03054
FIDELITY BROKERAGE SERVICES LLCCRD#: 7784 TWO CONTRA WAY
MERRIMACK, NH 03054
Registration History
2018201920202021202220232024202520262 FIRMS2018 - 2020 (2 years)2 FIRMS2020 - 2021 (<1 year)IAFIDELITY PERSONAL AND WORKPLAC... (CRD# 288590)2022 - Present (2 years)BFIDELITY BROKERAGE SERVICES LLC (CRD# 7784)2021 - Present (3 years)
License(s)

State Registrations

B
Alabama 9/17/2021

B
Nebraska 9/21/2021

B
Alaska 9/22/2021

B
Nevada 9/22/2021

B
Arizona 9/21/2021

B
New Hampshire 9/30/2021

B
Arkansas 9/20/2021

IA
New Hampshire 7/18/2022

B
California 9/17/2021

B
New Jersey 9/17/2021

B
Colorado 9/17/2021

B
New Mexico 9/17/2021

B
Connecticut 9/17/2021

B
New York 10/3/2021

B
Delaware 9/17/2021

B
North Carolina 9/20/2021

B
District of Columbia 9/24/2021

B
North Dakota 9/27/2021

B
Florida 9/17/2021

B
Ohio 9/17/2021

B
Georgia 9/20/2021

B
Oklahoma 9/17/2021

B
Hawaii 9/17/2021

B
Oregon 9/22/2021

B
Idaho 9/17/2021

B
Pennsylvania 9/17/2021

B
Illinois 9/20/2021

B
Puerto Rico 9/17/2021

B
Indiana 9/20/2021

B
Rhode Island 9/19/2021

B
Iowa 9/16/2021

B
South Carolina 9/17/2021

B
Kansas 9/17/2021

B
South Dakota 9/17/2021

B
Kentucky 9/23/2021

B
Tennessee 9/17/2021

B
Louisiana 9/20/2021

B
Texas 9/17/2021

B
Maine 9/17/2021

IA
Texas 3/7/2022

B
Maryland 9/20/2021

B
Utah 9/17/2021

B
Massachusetts 7/7/2021

B
Vermont 9/17/2021

IA
Massachusetts 3/8/2022

B
Virgin Islands 9/24/2021

B
Michigan 9/20/2021

B
Virginia 9/18/2021

B
Minnesota 9/20/2021

B
Washington 9/20/2021

B
Mississippi 9/17/2021

B
West Virginia 10/4/2021

B
Missouri 9/17/2021

B
Wisconsin 9/21/2021

B
Montana 9/17/2021

B
Wyoming 9/20/2021

SRO Registrations

B
FINRA

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
FIDELITY PERSONAL AND WORKPLACE ADVISORS (CRD#:288590)
TWO CONTRA WAY, MERRIMACK, NH 03054
Registered with this firm since 3/7/2022

B
FIDELITY BROKERAGE SERVICES LLC (CRD#:7784)
TWO CONTRA WAY, MERRIMACK, NH 03054
TOWNSEND, MA
Registered with this firm since 7/6/2021

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
08/12/2020 - 04/13/2021 CITIZENS INVESTMENT SERVICES (CRD#:39550) LITTLETON, MA
B
08/11/2020 - 04/13/2021 CITIZENS SECURITIES, INC. (CRD#:39550) LITTLETON, MA
IA
04/13/2018 - 07/01/2020 EDWARD JONES (CRD#:250) WESTFORD, MA
B
03/02/2018 - 07/01/2020 EDWARD JONES (CRD#:250) WESTFORD, MA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.