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Nikko Barela
NIKKO JUAN BARELA, Nikko J Barela
CRD#: 6893430
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 7405 W 38TH AVE
WHEAT RIDGE, CO 80033
Registration History
2018201920202021202220232024202520262 FIRMS2023 - Present (1 year)BFIDELITY BROKERAGE SERVICES LLC (CRD# 7784)2019 - 2022 (3 years)BGWFS EQUITIES, INC. (CRD# 13109)2018 - 2019 (1 year)IAFIDELITY PERSONAL AND WORKPLAC... (CRD# 288590)2021 - 2022 (<1 year)
License(s)

State Registrations

B
Arizona 11/17/2024

B
North Dakota 2/6/2025

B
Colorado 7/6/2023

B
South Dakota 2/16/2025

IA
Colorado 7/6/2023

B
Texas 7/6/2023

B
Indiana 12/10/2024

IA
Texas 7/6/2023

B
North Carolina 7/6/2023

SRO Registrations

B
BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe C2 Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Investors' Exchange LLC

B
Long-Term Stock Exchange, Inc.

B
MEMX LLC

B
MIAX Emerald, LLC

B
MIAX PEARL, LLC

B
MIAX Sapphire

B
Miami International Securities Exchange, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
NYSE National, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq MRX, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
7405 W 38TH AVE, WHEAT RIDGE, CO 80033
1705 SHERIDAN BLVD., EDGEWATER, CO 80214
Registered with this firm since 7/6/2023

B
J.P. MORGAN SECURITIES LLC (CRD#:79)
7405 W 38TH AVE, WHEAT RIDGE, CO 80033
1705 SHERIDAN BLVD., EDGEWATER, CO 80214
Registered with this firm since 7/6/2023

Previous Registration(s)
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IA
11/30/2021 - 05/13/2022 FIDELITY PERSONAL AND WORKPLACE ADVISORS (CRD#:288590) GREENWOOD VILLAGE, CO
B
05/10/2019 - 05/03/2022 FIDELITY BROKERAGE SERVICES LLC (CRD#:7784) GREENWOOD VILLAGE, CO
B
02/12/2018 - 03/12/2019 GWFS EQUITIES, INC. (CRD#:13109) GREENWOOD VILLAGE, CO
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.