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Erik Carl Munson
Erik Munson
CRD#: 6890841
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 1803 BROADWAY ST
SAN ANTONIO, TX 78215
Registration History
2018201920202021202220232024202520262 FIRMS2018 - 2019 (1 year)2 FIRMS2019 - Present (6 years)
License(s)

State Registrations

B
Arkansas 2/13/2019

B
Ohio 6/25/2024

B
California 8/4/2020

B
Oklahoma 2/13/2019

B
Colorado 2/13/2019

B
Oregon 10/5/2022

B
Florida 2/13/2019

B
Pennsylvania 8/2/2022

B
Indiana 5/30/2024

B
South Carolina 4/1/2024

B
Louisiana 2/13/2019

B
Texas 2/13/2019

B
Michigan 10/5/2022

IA
Texas 2/13/2019

B
New Mexico 2/13/2019

B
Virginia 8/28/2023

B
New York 2/1/2024

B
Washington 5/3/2024

B
North Carolina 3/26/2024

B
Wisconsin 1/2/2025

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
1803 BROADWAY ST, SAN ANTONIO, TX 78215
Registered with this firm since 2/13/2019

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
1803 BROADWAY ST, SAN ANTONIO, TX 78215
Registered with this firm since 2/13/2019

Previous Registration(s)
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IA
11/06/2018 - 01/04/2019 AXA ADVISORS, LLC (CRD#:6627) AUSTIN, TX
B
01/30/2018 - 01/04/2019 AXA ADVISORS, LLC (CRD#:6627) AUSTIN, TX
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.