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Brett Lindeman
CRD#: 6890559
IA
B
FIRST CITIZENS INVESTOR SERVICES, INC.CRD#: 44430 3580 Carmel Mountain Rd
Suite 160
San Diego, CA 92130
Suite 160
San Diego, CA 92130
0
Disclosures
6
Years of Experience
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State Registrations
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California 11/21/2023
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Nevada 3/17/2025
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California 11/21/2023
SRO Registrations
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IA
Registered with this firm since 11/21/2023
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Registered with this firm since 11/21/2023
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 06/26/2018 - 12/01/2023 | SAN DIEGO, CA | |
B | 05/15/2018 - 12/01/2023 | SAN DIEGO, CA |
SAN DIEGO, CA
06/26/2018 - 12/01/2023
SAN DIEGO, CA
05/15/2018 - 12/01/2023
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.