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Walter Neil Straube
Neil Straube, Walter N Straube
CRD#: 6889064
IA
B
GALLAGHER FIDUCIARY ADVISORS, LLCCRD#: 146509 1050 Crown Pointe Pkwy, Suite 600
Atlanta, GA 30338
Atlanta, GA 30338
OSAIC WEALTH, INC.CRD#: 23131 1050 Crown Pointe Pkwy
Ste 600
Atlanta, GA 30338
Ste 600
Atlanta, GA 30338
0
Disclosures
6
Years of Experience
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State Registrations
B
Alabama 8/23/2024
B
Maryland 8/23/2024
B
Florida 8/23/2024
B
North Carolina 8/23/2024
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Georgia 4/18/2022
B
South Carolina 8/23/2024
B
Georgia 8/23/2024
B
Virginia 8/23/2024
B
Kentucky 8/23/2024
SRO Registrations
B
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Registered with this firm since 4/18/2022
B
Registered with this firm since 8/23/2024
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 04/04/2022 - 08/23/2024 | Atlanta, GA | |
IA | 09/20/2021 - 03/31/2022 | Atlanta, GA | |
B | 09/17/2021 - 03/31/2022 | Atlanta, GA | |
IA | 10/14/2020 - 08/09/2021 | Atlanta, GA | |
B | 10/16/2019 - 08/09/2021 | Atlanta, GA | |
B | 01/31/2018 - 10/03/2019 | ATLANTA, GA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.