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Detailed Report
Justin Maffucci
Justin Robert Maffucci
CRD#: 6885204
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Investment Adviser
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Previous Broker
103 ADVISORY GROUPCRD#: 314694 231 S. LASALLE STREET
21ST FLOOR
CHICAGO, IL 60604
Registration History
2018201920202021202220232024202520262 FIRMS2018 - 2018 (<1 year)IA103 ADVISORY GROUP (CRD# 314694)2023 - Present (1 year)
License(s)

State Registrations

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Illinois 11/30/2023
Current Registration(s)
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103 ADVISORY GROUP (CRD#:314694)
231 S. LASALLE STREET 21ST FLOOR, CHICAGO, IL 60604
Registered with this firm since 11/30/2023
Previous Registration(s)
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 03/06/2018 - 04/19/2018 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) FLEMINGTON, NJ
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 02/14/2018 - 04/19/2018 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) FLEMINGTON, NJ
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.