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Sherrie Ann Estes
Sherrie A Estes, Sherrie Ann Short
CRD#: 6883835
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EDWARD JONESCRD#: 250 Port Saint Lucie, FL
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Disclosures
7
Years of Experience
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State Registrations
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Alabama 4/8/2019
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Missouri 4/8/2019
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Alaska 4/8/2019
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Montana 4/8/2019
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Arizona 4/8/2019
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Nebraska 4/8/2019
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Arkansas 4/8/2019
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Nevada 4/8/2019
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California 4/8/2019
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New Hampshire 4/8/2019
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Colorado 4/8/2019
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New Jersey 4/8/2019
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Connecticut 4/8/2019
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New Mexico 4/8/2019
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Delaware 4/8/2019
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New York 4/8/2019
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District of Columbia 4/8/2019
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North Carolina 4/8/2019
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Florida 8/21/2018
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North Dakota 4/8/2019
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Florida 7/13/2022
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Ohio 4/8/2019
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Georgia 4/8/2019
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Oklahoma 4/8/2019
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Hawaii 4/8/2019
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Oregon 4/8/2019
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Idaho 2/12/2018
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Pennsylvania 4/8/2019
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Illinois 4/8/2019
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Rhode Island 4/8/2019
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Indiana 4/8/2019
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South Carolina 4/8/2019
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Iowa 4/8/2019
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South Dakota 4/8/2019
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Kansas 4/8/2019
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Tennessee 4/8/2019
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Kentucky 4/8/2019
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Texas 4/8/2019
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Louisiana 4/8/2019
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Texas 4/9/2019
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Maine 4/8/2019
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Utah 4/8/2019
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Maryland 4/8/2019
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Vermont 4/8/2019
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Massachusetts 4/8/2019
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Virginia 4/8/2019
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Michigan 4/8/2019
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Washington 4/8/2019
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Minnesota 4/8/2019
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West Virginia 4/8/2019
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Mississippi 4/8/2019
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Wisconsin 4/8/2019
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Missouri 4/8/2019
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Wyoming 4/8/2019
SRO Registrations
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.