Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
JAMIE YEUNG
CRD#: 6882061
IA
Investment Adviser
B
Broker
HSBC SECURITIES (USA) INC.CRD#: 19585 445 NORTH BEDFORD DRIVE
2ND FLOOR
BEVERLY HILLS, CA 90210
Registration History
2018201920202021202220232024202520262 FIRMS2018 - Present (6 years)
License(s)

State Registrations

B
Alabama 6/2/2021
B
Nebraska 6/2/2021
B
Alaska 6/2/2021
B
Nevada 6/2/2021
B
Arizona 6/2/2021
B
New Hampshire 6/2/2021
B
Arkansas 6/2/2021
B
New Jersey 12/20/2018
B
California 6/2/2021
IA
New Jersey 12/21/2018
B
Colorado 6/2/2021
B
New Mexico 6/2/2021
B
Connecticut 12/20/2018
B
New York 12/20/2018
IA
Connecticut 12/20/2018
IA
New York 6/15/2021
B
Delaware 6/2/2021
B
North Carolina 6/2/2021
B
District of Columbia 6/2/2021
B
North Dakota 6/2/2021
B
Florida 6/2/2021
B
Ohio 6/2/2021
B
Georgia 6/2/2021
B
Oklahoma 6/2/2021
B
Hawaii 6/2/2021
B
Oregon 6/2/2021
B
Idaho 6/2/2021
B
Pennsylvania 6/2/2021
B
Illinois 6/2/2021
B
Puerto Rico 6/2/2021
B
Indiana 6/2/2021
B
Rhode Island 6/2/2021
B
Iowa 6/2/2021
B
South Carolina 6/2/2021
B
Kansas 6/2/2021
B
South Dakota 6/2/2021
B
Kentucky 6/2/2021
B
Tennessee 6/2/2021
B
Louisiana 6/2/2021
B
Texas 6/2/2021
B
Maine 6/2/2021
B
Utah 6/2/2021
B
Maryland 6/2/2021
B
Vermont 6/2/2021
B
Massachusetts 6/2/2021
B
Virgin Islands 6/2/2021
B
Michigan 6/2/2021
B
Virginia 6/2/2021
B
Minnesota 6/2/2021
B
Washington 6/2/2021
B
Mississippi 6/2/2021
B
West Virginia 6/2/2021
B
Missouri 6/2/2021
B
Wisconsin 6/2/2021
B
Montana 6/2/2021
B
Wyoming 6/2/2021

SRO Registrations

B
 Cboe BYX Exchange, Inc.
B
 Cboe BZX Exchange, Inc.
B
 Cboe EDGA Exchange, Inc.
B
 Cboe EDGX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 Investors' Exchange LLC
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 Nasdaq BX, Inc.
B
 Nasdaq ISE, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
HSBC SECURITIES (USA) INC. (CRD#:19585)
445 NORTH BEDFORD DRIVE 2ND FLOOR, BEVERLY HILLS, CA 90210
Registered with this firm since 12/20/2018
B
HSBC SECURITIES (USA) INC. (CRD#:19585)
445 NORTH BEDFORD DRIVE 2ND FLOOR, BEVERLY HILLS, CA 90210
Registered with this firm since 2/5/2018
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.