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Detailed Report
Stewart A Willis
CRD#: 6882057
IA
Investment Adviser
FOUNDATIONS INVESTMENT ADVISORS LLCCRD#: 175083 11323 W. Bell Rd.
Suite 301
Surprise, AZ 85378
Registration History
201820192020202120222023202420252026IAFOUNDATIONS INVESTMENT ADVISOR... (CRD# 175083)2018 - Present (7 years)IAASSET PRESERVATION WEALTH & TAX (CRD# 322078)2022 - 2022 (<1 year)
License(s)

State Registrations

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Arizona 3/30/2018
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Nevada 4/18/2023
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California 8/23/2022
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Oregon 8/1/2024
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Colorado 5/11/2022
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Texas 8/22/2022
Current Registration(s)
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FOUNDATIONS INVESTMENT ADVISORS LLC (CRD#:175083)
11323 W. Bell Rd. Suite 301, Surprise, AZ 85378
4725 S Monaco St. Suite 110, Denver, CO 80237
Registered with this firm since 3/30/2018
Previous Registration(s)
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 08/03/2022 - 08/19/2022 ASSET PRESERVATION WEALTH & TAX (CRD#:322078) SURPRISE, AZ
For additional information about investment advisers or broker-dealers, please visit
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.