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Detailed Report
Sarah Nicole Hillis
Sarah Nicole Schnitzer, Sarah Schnitzer
CRD#: 6881865
IA
Investment Adviser
B
Broker
KESTRA ADVISORY SERVICES, LLCCRD#: 283330 5707 SOUTHWEST PARKWAY
BUILDING 2, SUITE 400
AUSTIN, TX 78735
KESTRA INVESTMENT SERVICES, LLCCRD#: 42046 Arnold, MO
Registration History
20202021202220232024202520262 FIRMS2020 - 2021 (1 year)2 FIRMS2021 - 2022 (1 year)2 FIRMS2022 - Present (2 years)
License(s)

State Registrations

B
Missouri 8/11/2022
B
Texas 8/11/2022
IA
Missouri 8/11/2022
IA
Texas 8/11/2022

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
B
KESTRA INVESTMENT SERVICES, LLC (CRD#:42046)
Arnold, MO
5707 SOUTHWEST PARKWAY BUILDING 2, SUITE 400, AUSTIN, TX 78735
Registered with this firm since 8/11/2022
IA
KESTRA ADVISORY SERVICES, LLC (CRD#:283330)
5707 SOUTHWEST PARKWAY BUILDING 2, SUITE 400, AUSTIN, TX 78735
Arnold, MO
Registered with this firm since 8/11/2022
Previous Registration(s)
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IA
 06/23/2021 - 08/09/2022 STIFEL, NICOLAUS & COMPANY, INCORPORATED (CRD#:793) ST. LOUIS, MO
B
 06/23/2021 - 08/09/2022 STIFEL, NICOLAUS & COMPANY, INCORPORATED (CRD#:793) ST. LOUIS, MO
IA
 09/29/2020 - 06/22/2021 EDWARD JONES (CRD#:250) Maryland Heights, MO
B
 05/12/2020 - 06/22/2021 EDWARD JONES (CRD#:250) Maryland Heights, MO
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.