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Detailed Report
RANA OROUMI
CRD#: 6880562
IA
Investment Adviser
B
Broker
FIDELITY PERSONAL AND WORKPLACE ADVISORSCRD#: 288590 4160 N FIRST ST
SAN JOSE, CA 95134-1513
FIDELITY BROKERAGE SERVICES LLCCRD#: 7784 4160 N FIRST ST
SAN JOSE, CA 95134-1513
Registration History
20172018201920202021202220232024202520262 FIRMS2022 - Present (2 years)BJ.P. MORGAN SECURITIES LLC (CRD# 79)2017 - 2022 (4 years)
License(s)

State Registrations

B
Arizona 1/22/2025
B
Minnesota 1/26/2024
B
California 8/24/2022
B
Nevada 1/6/2024
IA
California 9/2/2022
B
New York 7/20/2023
B
Florida 1/22/2025
B
Ohio 1/6/2025
B
Hawaii 1/30/2024
B
Oregon 1/6/2024
B
Idaho 7/20/2023
B
Tennessee 6/3/2024
B
Illinois 9/29/2023
B
Texas 3/20/2023
B
Maryland 1/4/2025
IA
Texas 4/21/2023
B
Massachusetts 1/6/2024
B
Washington 1/6/2024

SRO Registrations

B
 FINRA
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
FIDELITY PERSONAL AND WORKPLACE ADVISORS (CRD#:288590)
4160 N FIRST ST, SAN JOSE, CA 95134-1513
Registered with this firm since 9/2/2022
B
FIDELITY BROKERAGE SERVICES LLC (CRD#:7784)
4160 N FIRST ST, SAN JOSE, CA 95134-1513
SAN RAMON, CA
Registered with this firm since 8/24/2022
Previous Registration(s)
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B
 12/12/2017 - 06/16/2022 J.P. MORGAN SECURITIES LLC (CRD#:79) SAN RAMON, CA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.