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Stephen Elmer Vessey
STEPHEN VESSEY
CRD#: 6880220
IA
Investment Adviser
B
Broker
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCCRD#: 149018 215 Corporate Drive
Suite B
Beaver Dam, WI 53916
RAYMOND JAMES FINANCIAL SERVICES, INC.CRD#: 6694 215 Corporate Drive
Suite B
Beaver Dam, WI 53916
Registration History
20172018201920202021202220232024202520262 FIRMS2017 - 2020 (2 years)2 FIRMS2020 - Present (5 years)
License(s)

State Registrations

B
Arizona 1/6/2020

B
Michigan 1/6/2020

B
California 1/6/2020

B
Minnesota 1/6/2020

B
Colorado 1/6/2020

B
Oregon 11/17/2022

B
Florida 1/6/2020

B
South Carolina 2/2/2021

B
Illinois 1/6/2020

B
Texas 6/30/2021

B
Indiana 7/22/2022

B
Washington 5/4/2020

B
Iowa 1/6/2020

B
Wisconsin 1/6/2020

B
Kansas 1/6/2020

IA
Wisconsin 1/6/2020

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC (CRD#:149018)
215 Corporate Drive Suite B, Beaver Dam, WI 53916
Registered with this firm since 1/6/2020

B
RAYMOND JAMES FINANCIAL SERVICES, INC. (CRD#:6694)
215 Corporate Drive Suite B, Beaver Dam, WI 53916
Registered with this firm since 1/6/2020

Previous Registration(s)
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IA
12/21/2017 - 01/15/2020 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) BEAVER DAM, WI
B
11/30/2017 - 01/15/2020 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) BEAVER DAM, WI
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.