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Detailed Report
Al Quintana
Alberto Quintana
CRD#: 6879347
IA
Investment Adviser
B
Broker
EDWARD JONESCRD#: 250 3450 LAKESIDE DRIVE SUITE 145
MIRAMAR, FL 33027-3263
Registration History
2017201820192020202120222023202420252026IAEDWARD JONES (CRD# 250)2018 - Present (7 years)BEDWARD JONES (CRD# 250)2017 - Present (7 years)
Disclosure(s)
View By:
7/16/2020
Customer Dispute
Denied
License(s)

State Registrations

B
California 6/25/2020
B
North Carolina 11/25/2024
B
Colorado 3/13/2024
B
Puerto Rico 3/9/2020
B
Florida 1/16/2018
B
South Carolina 11/16/2023
IA
Florida 1/17/2018
B
Tennessee 6/6/2023
B
Georgia 2/19/2019
B
Texas 3/20/2018
B
Louisiana 2/12/2024
IA
Texas 1/17/2019
B
New Jersey 3/20/2018
B
Virginia 2/11/2021
B
New York 3/21/2018

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
EDWARD JONES (CRD#:250)
3450 LAKESIDE DRIVE SUITE 145, MIRAMAR, FL 33027-3263
Registered with this firm since 1/17/2018
B
EDWARD JONES (CRD#:250)
3450 LAKESIDE DRIVE SUITE 145, MIRAMAR, FL 33027-3263
Registered with this firm since 12/20/2017
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.