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RICHARD DAVID MARTIN
Ricky David Martin
CRD#: 6879098
IA
B
SPCCRD#: 110692 7362 University Ave
Suite 202
Fridley, MN 55432
Suite 202
Fridley, MN 55432
PARKLAND SECURITIES, LLCCRD#: 115368 7362 UNIVERSITY AVE NE STE 202
FRIDLEY, MN 55432
FRIDLEY, MN 55432
0
Disclosures
5
Years of Experience
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State Registrations
B
Minnesota 5/9/2023
IA
Minnesota 5/9/2023
SRO Registrations
B
B
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IA
Registered with this firm since 5/9/2023
B
Registered with this firm since 5/9/2023
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 11/06/2020 - 12/05/2022 | SAN ANTONIO, TX | |
B | 11/06/2020 - 12/05/2022 | SAN ANTONIO, TX | |
IA | 07/30/2019 - 03/05/2020 | COLORADO SPRINGS, CO | |
B | 07/30/2019 - 03/05/2020 | COLORADO SPRINGS, CO | |
IA | 03/13/2018 - 03/08/2019 | SARASOTA, FL | |
B | 01/05/2018 - 03/08/2019 | SARASOTA, FL |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.