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SARA E CARON
Sara Elizabeth Sarrack
CRD#: 6879046
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 400 HWY 169 S 8TH FL
SAINT LOUIS PARK, MN 55426
Registration History
2018201920202021202220232024202520262 FIRMS2018 - Present (6 years)
License(s)

State Registrations

B
Minnesota 8/23/2018

IA
Minnesota 8/23/2018

SRO Registrations

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
400 HWY 169 S 8TH FL, SAINT LOUIS PARK, MN 55426
Registered with this firm since 8/23/2018

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
400 HWY 169 S 8TH FL, SAINT LOUIS PARK, MN 55426
Registered with this firm since 2/22/2018

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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.