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ALICIA Marie THOMAS
ALICIA MARIE THOMAS, ALICIA THOMAS
CRD#: 6877308
IA
Investment Adviser
TD PRIVATE CLIENT WEALTH LLCCRD#: 164484 194 West Street
Keene, NH 03431
Registration History
20192020202120222023202420252026IATD PRIVATE CLIENT WEALTH LLC (CRD# 164484)2022 - Present (3 years)
Disclosure(s)
View By:
2/27/2020
Financial
Final
10/2/2019
Financial
Final
10/2/2019
Financial
Final
License(s)

State Registrations

IA
Massachusetts 3/7/2023

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Vermont 3/4/2022

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New Hampshire 1/10/2022

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Virginia 9/18/2024

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New Jersey 9/18/2024

Current Registration(s)
IA
TD PRIVATE CLIENT WEALTH LLC (CRD#:164484)
194 West Street, Keene, NH 03431
Registered with this firm since 1/10/2022

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Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.