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Detailed Report
DAVE JAMES DEVRIES
David DeVries
CRD#: 6877085
IA
Investment Adviser
B
Broker
OSAIC WEALTH, INC.CRD#: 23131 7505 S LOUISE AVE
SIOUX FALLS, SD 57108
Registration History
2018201920202021202220232024202520262 FIRMS2018 - 2024 (6 years)2 FIRMS2024 - Present (1 year)
License(s)

State Registrations

B
Colorado 2/1/2024
B
North Dakota 2/1/2024
B
Florida 3/12/2024
B
South Dakota 2/1/2024
B
Iowa 2/1/2024
IA
South Dakota 2/1/2024
B
Minnesota 2/1/2024
B
Tennessee 10/11/2024
B
Nebraska 2/1/2024

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
OSAIC WEALTH, INC. (CRD#:23131)
7505 S LOUISE AVE, SIOUX FALLS, SD 57108
Registered with this firm since 2/1/2024
B
OSAIC WEALTH, INC. (CRD#:23131)
7505 S LOUISE AVE, SIOUX FALLS, SD 57108
Registered with this firm since 2/1/2024
Previous Registration(s)
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IA
 03/26/2018 - 02/02/2024 THRIVENT INVESTMENT MANAGEMENT INC. (CRD#:18387) SIOUX FALLS, SD
B
 02/26/2018 - 02/02/2024 THRIVENT INVESTMENT MANAGEMENT INC. (CRD#:18387) SIOUX FALLS, SD
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.